Job summary

Key Areas of Responsibilities

  • Oversee the development, implementation, and execution of the compliance testing, monitoring, risk assessment and reporting program
  • Manage the planning, execution, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for the business
  • Coordinate the Compliance risk assessment update for the Group
  • Conduct quality rev...

Key Areas of Responsibilities

  • Oversee the development, implementation, and execution of the compliance testing, monitoring, risk assessment and reporting program
  • Manage the planning, execution, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for the business
  • Coordinate the Compliance risk assessment update for the Group
  • Conduct quality reviews of compliance monitoring reviews performed by other Compliance teams to identify opportunities for improvement
  • Participate to the execution of Compliance Monitoring and Surveillance reviews to assess firm's ongoing compliance with Key Regulatory Requirements

Requirements

  • 7-8 years of experience in a compliance, legal or other control-related function in the financial services firm, regulatory organisation, or legal/consulting firm, or a combination thereof
  • Expertise of laws, rules and regulations in HK or APAC
  • Extensive compliance and audit related experience, and strong knowledge of business processes
  • Demonstrate team leadership abilities, is dependable, rigorous and with a good analytical mind and team working abilities
  • Fluent English required
  • Good command of Mandarin and Cantonese
  • Bachelor's degree

Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 39070744/k.hung@gravitasgroup.com for a confidential discussion.

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