Job summary

Responsibilities:

  • Review of all policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities
  • Advise on new product launch or revamp, relevant sale and marketing materials, training materials
  • Advise business and operation units on internal control requirements...

Responsibilities:

  • Review of all policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities
  • Advise on new product launch or revamp, relevant sale and marketing materials, training materials
  • Advise business and operation units on internal control requirements
  • Handle inquiries from regulatory bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when required

Requirements:

  • Bachelor degree or above in banking & finance / accounting / business administration or related discipline
  • 5 - 8 years of compliance experience in banking industry
  • Well-verse in HKMA, SFC and other banking related legislations and guidelines
  • Hands-on exposure of working and liaison with regulatory bodies
  • Excellent prioritisation, organisation and people skills
  • Good command of written and spoken English, Cantonese and Mandarin

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