Job summary

Job Description

Responsibilities:

  • Assist the Head of Compliance and team supervisor to implement compliance process to ensure that they comply with the regulatory requirements
  • Maintain & review compliance policies, procedures & practice to ensure compliance with all applicable laws
  • Advise and report on changes in the regulatory & compliance environment
  • Liaise & support business units on complia...

Job Description

Responsibilities:

  • Assist the Head of Compliance and team supervisor to implement compliance process to ensure that they comply with the regulatory requirements
  • Maintain & review compliance policies, procedures & practice to ensure compliance with all applicable laws
  • Advise and report on changes in the regulatory & compliance environment
  • Liaise & support business units on compliance issues
  • Assist to conduct and administer Compliance training to business units
  • Handle ad hoc assignment, licensing and CPT matters

Requirements:

  • University degree in Law, Accounting, Finance, or a business-related discipline
  • Minimum 3 years of compliance experience in private banking banking or private wealth management
  • Proficiency in English and Chinese (Mandarin and Cantonese)
  • Good analytical and judgmental skills
  • Self-motivated, independent with strong communication skills

Our client offers an excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 3907 2552/k.hung@gravitasgroup.com for a confidential discussion.

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