Job summary

Job Description

Responsibilities:

  • Assist the Head of Compliance and team supervisor to implement compliance process to ensure that they comply with the regulatory requirements
  • Maintain & review compliance policies, procedures & practice to ensure compliance with all applicable laws
  • Advise and report on changes in the regulatory & compliance environment
  • Liaise & support business units on complia...

Job Description

Responsibilities:

  • Assist the Head of Compliance and team supervisor to implement compliance process to ensure that they comply with the regulatory requirements
  • Maintain & review compliance policies, procedures & practice to ensure compliance with all applicable laws
  • Advise and report on changes in the regulatory & compliance environment
  • Liaise & support business units on compliance issues
  • Assist to conduct and administer Compliance training to business units
  • Handle ad hoc assignment, licensing and CPT matters

Requirements:

  • University degree in Law, Accounting, Finance, or a business-related discipline
  • Minimum 3 years of compliance experience in private banking banking or private wealth management
  • Proficiency in English and Chinese (Mandarin and Cantonese)
  • Good analytical and judgmental skills
  • Self-motivated, independent with strong communication skills

Our client offers an excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 3907 2552/k.hung@gravitasgroup.com for a confidential discussion.

Other relevant jobs.

View all

Financial Services

Relationship Manager - Cross-border b...

  • TypePermanent
  • SalaryHK$25000 - HK$60000 per month
  • LocationHong Kong

Job ResponsibilitiesAssist in cross-border centre to manage existi...

Financial Services

Reputable Bank - AML Officer (Transac...

  • TypeContract
  • SalaryHK$35000 - HK$38000 per annum
  • LocationHong Kong

Responsibilities: Reviewing and analyzing system alerts and incident reportsConducting investigations and ...

Financial Services

Reputable Bank - AML Officer (Transac...

  • TypePermanent
  • SalaryHK$35000 - HK$38000 per annum
  • LocationHong Kong

Responsibilities: Reviewing and analyzing system alerts and incident reportsConducting investigations and ...

Financial Services

Institutional Sales Manager / Crypto ...

  • TypePermanent
  • SalaryHK$1000000 - HK$1800000 per annum
  • LocationHong Kong

Institutional Sales Manager / Digital Assets / Crypto ExchangeA...

Financial Services

Customer Service Officer - General In...

  • TypePermanent
  • SalaryUp to HK$0.00 per annum
  • LocationHong Kong

DescriptionAssist day-to-day activities at walk in centre and customer enquiry etc. to maintain smooth and good customer service sta...

Financial Services

Assistant Finance Manager, Financial ...

  • TypePermanent
  • SalaryHK$40000 - HK$60000 per month
  • LocationHong Kong

My client, a famous investment bank with global operation and services is looking for an Assistant Finance Manager

Financial Services

Sales Support Manager

  • TypePermanent
  • SalaryHK$25000 - HK$35000 per month
  • LocationHong Kong

Senior Account Manager / Account Manager (Sales Support) Our client, a fast growing Fintech with specialized in capital solutions ...

Financial Services

Account reconciliation - Senior offic...

  • TypePermanent
  • SalaryUp to £0.00 per annum
  • LocationHong Kong

Job Summary:We are seeking an experienced Senior Accountant/Assistant Manager for our Account Reconciliation department. The ...

Financial Services

SBL Trader, VP

  • TypePermanent
  • SalaryHK$600000 - HK$1000000 per annum + negotiable
  • LocationHong Kong

We are helping our client, a foreign Hedge Fund to look for an experienced SBL Trader with a focus on the Greater China market to join their exp...

Financial Services

Treasury Operations Settlement - Offi...

  • TypePermanent
  • SalaryHK$30000 - HK$40000 per month
  • LocationHong Kong

Our client, a well-established banking institution with a focus on retail and corporate banking, is seeking an Treasury Operations Senior Office...

Financial Services

Business Manager - Global Markets - T...

  • TypeBoth
  • SalaryHK$50000 - HK$80000 per month
  • LocationHong Kong

Business Manager - COO / Global Markets / Treasury / EQD / FICC - 50k to 80k HKD per month

Financial Services

Assistant Index Review Manager/Financ...

  • TypePermanent
  • SalaryHK$25000 - HK$90000 per month
  • LocationHong Kong

Role * Conduct regular constituent review and index rebalance for stakeholders and manage all data required for the processes; * Ensure the accu...