Job summary

Responsibilities:

  • Assist in performing compliance monitoring tasks and report to senior compliance staff on periodic basis
  • Provide support in fund onboarding projects including fund documentation review, account opening, AML screening and KYC verification
  • Coordinate and communicate compliance requirements relating to fund activity with external and internal stakeholders
  • Keep abreast of regulatory updates and ensure timely revision and implem...

Responsibilities:

  • Assist in performing compliance monitoring tasks and report to senior compliance staff on periodic basis
  • Provide support in fund onboarding projects including fund documentation review, account opening, AML screening and KYC verification
  • Coordinate and communicate compliance requirements relating to fund activity with external and internal stakeholders
  • Keep abreast of regulatory updates and ensure timely revision and implementation of relevant policies and procedural manuals
  • Perform tasks relating to SFC licensing, amongst others, completing questionnaires, applying licenses, and submitting notifications and returns
  • Assist senior compliance staff on other ad hoc duties
  • (For Senior Compliance Associate) Lead ad hoc compliance projects for example perform research and gap analysis in consideration of implementing compliance management advancement

Requirements:

  • Bachelor's degree holder, preferably in law, finance, or related discipline
  • At least two years of experience in regulatory compliance field
  • Knowledge in SFO and SFC codes and guidelines (particularly relating to private funds and manager) is required
  • Good research and communication skills
  • Proficient in spoken and written English and Chinese
  • Self-motivated, analytical and attention to details
  • Able to work efficiently under pressure and in a team environment

Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 39070744/k.hung@gravitasgroup.com for a confidential discussion.

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