Job summary

Responsibilities:

  • Review of all policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities
  • Advise on new product launch or revamp, relevant sale and marketing materials, training materials
  • Participate in new product & service review process and advise on ...

Responsibilities:

  • Review of all policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities
  • Advise on new product launch or revamp, relevant sale and marketing materials, training materials
  • Participate in new product & service review process and advise on general compliance perspective
  • Advise business and operation units on internal control requirements
  • Handle examination/ investigation/ enquiry on from regulatory bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when required

Requirements:

  • University degree in Accounting & Finance, Economics, Business Administration, Law or related discipline
  • Minimum 5 years of working experience in compliance of banking industry
  • Well-verse in HKMA, SFC and other banking related legislation and guidelines
  • Hands-on exposure of working and liaison with regulatory bodies
  • Excellent prioritisation, organisation, and people skills
  • Good command of written and spoken English and Chinese (including Putonghua)

Our client offers an excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 3907 2552/k.hung@gravitasgroup.com for a confidential discussion.

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