Reputable Commercial Bank - I&I Senior Compliance Manager

Location: Hong Kong
Salary: HK$50000 - HK$70000 per month

Job summary

Our client is a reputable retail and commercial bank in the market with a strong global presence. To cope with their continuous expansion, they are currently seeking for an investment and insurance compliance professional to join the team. This position will be providing I&I compliance support to the investment and insurance business.

Responsibilities:

Review of all policies and procedures to ensure them complying with the regulatory requirements,...

Responsibilities:

Review of all policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities
Advise on new product launch or revamp, relevant sale and marketing materials, training materials
Advise business and operation units on internal control requirements
Handle inquiries from regulatory bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when required

Requirements:

Bachelor degree or above in Accounting, Laws or related disciplines
Minimum 5 years of working experience in compliance of banking industry
Well-verse in HKMA, SFC and other banking related legislations and guidelines
Hands-on exposure of working and liaison with regulatory bodies
Excellent prioritization, organization and people skills
Good command of written and spoken English and Chinese (Cantonese & Mandarin)

Our client offers an excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 3907 2552/k.hung@gravitasgroup.com for a confidential discussion.

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