Job summary

Our client is a top-tier investment bank in the market with a strong global presence. To cope with their continuous expansion, they are currently seeking for a licensing professional to join the team. This position will be providing compliance support to the business and ensure compliance with regulators' requirements.

Responsibilities:

  • Supervise the team on all licensing and regulatory matters for the licensed subsidiaries under the group
  • Ha...

Our client is a top-tier investment bank in the market with a strong global presence. To cope with their continuous expansion, they are currently seeking for a licensing professional to join the team. This position will be providing compliance support to the business and ensure compliance with regulators' requirements.

Responsibilities:

  • Supervise the team on all licensing and regulatory matters for the licensed subsidiaries under the group
  • Handle corporate license related issues, RO/LR license applications
  • Provide advice on all licensing matters
  • Ensure compliance with SFC rules and regulations
  • Work closely with senior management on all licensing issues and provide advice on staff dealing and licensing enquiries
  • Supervise SFC annual returns
  • Handle s181 s182 regulatory inquiries and ad hoc investigations

Requirements:

  • Minimum 4 years of licensing experience coming from sizeable financial institutions
  • Well versed with SFC licensing rules and regulations
  • Experience in handling both individual and corporate license
  • Excellent communication skills and able to work with stakeholders at all levels

Our client offers an excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 3907 2552/k.hung@gravitasgroup.com for a confidential discussion.

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