Job summary

Our client is a top-tier investment bank in the market with a strong global presence. To cope with their continuous expansion, they are currently seeking for a staff dealing compliance professional to join the team. This position will be providing compliance support to the business on staff dealing and central compliance issues.

Responsibilities:

  • Supervise the team on all central compliance matters for the licensed subsidiaries under the group
  • ...

Our client is a top-tier investment bank in the market with a strong global presence. To cope with their continuous expansion, they are currently seeking for a staff dealing compliance professional to join the team. This position will be providing compliance support to the business on staff dealing and central compliance issues.

Responsibilities:

  • Supervise the team on all central compliance matters for the licensed subsidiaries under the group
  • Provide advice on staff dealing and licensing enquiries
  • Processing staff's outside account requests, review staff's outside account statements, clear alerts generated by the in-house staff dealing and compliance declarations system
  • Work with IT on system development and enhancement projects
  • Promoting ideas for process improvement and assist in their implementation

Requirements:

  • Bachelor degree or above in Accounting, Laws or related disciplines
  • Minimum 4 years of compliance experience coming from sizeable financial institutions
  • Well versed with Hong Kong markets and investment banking related regulatory requirements
  • Proficient in MS Word and Excel with IT knowledge
  • Excellent communication skills and able to work with stakeholders at all levels

Our client offers an excellent remuneration package to the right candidate. Interested parties please kindly reach out to Kelvin Hung at 3907 2552/k.hung@gravitasgroup.com for a confidential discussion.

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