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Our client is an European Bank in Hong Kong currently seeking for a junior Surveillance Analyst to join the team. The bank is known for its stability and its great working culture. This is a newly created headcount to cope with its business strategy and expansion.
Responsibilities:
- Monitor and analyze trading activities for potential market misconduct and fraud risk
- Conduct surveillance on client transactions to ensure compliance with suitability standards
- Collaborate closely with front office teams, raising awareness on issues identified from reviews
- Investigate and report any suspicious activities or compliance breaches promptly
- Implement and enhance monitoring and surveillance processes to mitigate risks effectively
Requirements:
- Bachelor's degree in Finance, Business, Economics, or a related field
- 1-2 years of experience in monitoring, surveillance, or compliance roles preferred
- Fresh graduates with previous compliance internship experience will also be considered
- Excellent communication skills with the ability to engage with front office effectively
- Analytical mindset with attention to detail and the ability to work autonomously
Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Eunice Lee at 3907 0744 / e.lee@gravitasgroup.com for a confidential discussion.
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