Surveillance Manager
The Surveillance Manager oversees the monitoring and supervision of compliance and regulatory activities within the organisation. This role supports the organisation's commitment to maintaining high standards of legal and ethical conduct.
The organisation operates within the financial securities or brokerage sector and values effective oversight and risk management practices. The role involves working closely with relevant teams to ensure surveillance processes are properly implemented and maintained.
Role Overview
The Surveillance Manager reports to senior management and manages a team responsible for monitoring activities on-site. Success in this position is defined by maintaining compliance standards and ensuring timely identification of potential issues. The role involves executing surveillance strategies and overseeing day-to-day monitoring operations.
Key Skills & Experience
- Manage surveillance activities in a financial securities or brokerage context
- Oversee compliance monitoring processes
- Collaborate with teams to uphold regulatory standards
Key Responsibilities
- Lead the implementation and execution of surveillance procedures on-site
- Manage the surveillance team to ensure coverage and effectiveness
- Deliver reports on surveillance findings to senior management
- Maintain documentation and records related to surveillance activities
Requirements
- Right to work in the applicable region
- Relevant experience in financial securities or brokerage compliance
- Ability to work on-site in the designated location
- Available to commence on 04/08/2026 for a duration of 2 weeks
If you have the relevant skills and experience, please apply with an updated CV.
