Compliance Officer - Surveillance
Our client is a reputable organisation operating within the financial services sector. Known for fostering a collaborative and professional culture, they are committed to maintaining high standards of compliance and integrity. The organisation values detail-oriented individuals who are dedicated to safeguarding their operations and reputation. This role involves monitoring compliance activities to ensure adherence to internal policies and external regulations, playing a vital part in supporting the company's regulatory responsibilities.
Role Overview:
The Compliance Officer - Surveillance will be responsible for overseeing surveillance and compliance monitoring processes to ensure the organisation's adherence to industry standards and regulatory requirements. This position is integral to maintaining the integrity of the organisation’s operations and supporting overall compliance efforts.
Key Skills & Experience:
• Experience in financial services compliance or brokerage
• Strong understanding of surveillance and regulatory requirements
• Attention to detail and analytical skills
• Ability to work on-site and adhere to onsite requirements
Key Responsibilities:
• Conduct surveillance activities to monitor compliance with internal policies and external regulations
• Analyze alerts and reports to identify potential compliance issues
• Collaborate with relevant teams to resolve and escalate issues as needed
• Maintain accurate records and documentation of surveillance activities
• Support compliance audits and reporting requirements
Requirements:
• Right to work in the relevant jurisdiction
• Proven experience in financial services compliance or brokerage (industry-specific knowledge required)
• Availability to start from 08/06/2026 for an initial period of 2 weeks
• Ability to work on-site as per the requirements
Candidates interested in this short-term, on-site compliance surveillance role are encouraged to apply now to join our client’s team and contribute to maintaining high standards of regulatory compliance.
