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Responsibilities:
- Lead and coordinate AML/ CFT reviews of the Bank Group so as to ensure compliance with internal policies/guidelines as well as external regulatory requirements/ expectations
- Review at least regularly the risk-based compliance review programs as well as develop/ enhance individual compliance review programs, where necessary
- Identify, assess, report and mitigate the compliance risks of the Bank Group
- Provide practical recommendations for internal units under review to address the compliance review findings identified
- Review/ prepare compliance review reports
- Prepare reporting of compliance review results to senior management on a regular basis
- Monitor implementation status of rectifications agreed by reviewed units till completion
- Coordinate and prepare materials for reporting in the meetings of various Board/ management-level committees
- Coordinate relevant examinations conducted by regulators and monitor the progress of corresponding remedial actions
- Handle enquiries from auditors
- Handle ad hoc projects assigned by management
- Degree holder in Business Administration, Risk Management, Law or related disciplines
- Holder of ECF on AML/CFT certification or equivalent qualifications (e.g. CAMS, CIA, CPA) is preferred
- Minimum 8 years of experience in AML/CFT compliance, audit, or control functions within the banking industry
- Well versed in Hong Kong banking regulatory requirements, with good understanding of relevant banking regulations in Chinese mainland, the United States and the United Kingdom
- Good knowledge of global AML regulatory frameworks and local jurisdictional requirements
- Solid understanding of compliance review and audit standards and methodologies
- Excellent report writing, analytical, interpersonal, and time management skills
- Strong leadership skills with the ability to lead and manage compliance review on AML/CFT
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